Oppenheimer & Co.
47yrs
Top advisor by experience in Winston-Salem
30yrs
Based in Winston-Salem, North Carolina, James Fleming is a fiduciary financial advisor with 30 years of industry experience. James has been with Morgan Stanley since 2012; before that, James spent a year at Uvest Financial Services Group and five years at Truist Investment Services. Morgan Stanley offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, flat fees, and commissions.
At a glance
Experience30 years (since 1996)
How that compares ?Top 13% by experience in North Carolina
Office100 North Main Street Suite 2500, Winston-Salem, NC 27101
FirmMorgan Stanley
How the firm is paid ?Percent of assets, Flat fee, Commissions, Performance fee, Other
Typical client at the firm ?$670,481
Advisors at the firm23,156
States licensed ?2 states
Services through Morgan Stanley
Financial planningInvestment management for individuals and small businessesManaging mutual fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2012 – nowMorgan StanleyCurrent firm
- Jun 2010 – Jun 2011Uvest Financial Services Group, Inc.Previously
- 2005 – 2010Truist Investment Services, Inc.Previously
- 2002 – 2005NCF Financial Services, Inc.Previously
Contact James
Local office(336) 721-4901Ask for James. (914) 225-5510Main office · Purchase, NY 100 North Main Street Suite 2500Winston-Salem, NC 27101Office · Get directions Firm websitewww.morganstanley.com
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Questions to ask James
Tailored to James’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- Your firm can charge performance-based fees. Would that apply to me?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
My notes and scorecard
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About James
How do I contact James?
Call James’s local office at (336) 721-4901 or the Morgan Stanley main office at (914) 225-5510, and ask for James Fleming.
How long has James been a financial advisor?
James has been in the industry since 1996, about 30 years. Top 13% by experience in North Carolina.
What licenses does James hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
Morgan Stanley reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products, a share of investment gains, other fees. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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