UBS Financial Services
46yrs
Top 1% by experience in North Carolina
47yrs
Eugene Smith has worked in the financial industry for 47 years and is a fiduciary financial advisor based in Winston-Salem, North Carolina. After less than a year at Wells Fargo Advisors and a year at UBS Financial Services, Eugene joined Oppenheimer & in 2014, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, flat fees, and commissions.
At a glance
Experience47 years (since 1979)
How that compares ?Top advisor by experience in Winston-Salem
Office380 Knollwood Street Suite 300, Winston-Salem, NC 27103
FirmOppenheimer &
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$609,565
Advisors at the firm1,160
States licensed ?2 states
Services through Oppenheimer &
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2014 – nowOppenheimer & Co. Inc.Current firm
- Oct 2014 – Nov 2014Wells Fargo Clearing Services, LLCPreviously
- Aug 2013 – Nov 2014UBS Financial Services Inc.Previously
- 2009 – 2013Morgan StanleyPreviously
- 2003 – 2009Citigroup Global Markets Inc.Previously
Questions to ask Eugene
Tailored to Eugene’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Eugene
How do I contact Eugene?
Call Oppenheimer & at 212-668-8000 and ask for Eugene Smith. Eugene works from the Winston-Salem, NC office.
How long has Eugene been a financial advisor?
Eugene has been in the industry since 1979, about 47 years. Top advisor by experience in Winston-Salem.
What licenses does Eugene hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Eugene a fiduciary?
Eugene is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Eugene paid?
Oppenheimer & reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Eugene for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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