LPL Financial
42yrs
Top advisor by experience in Menomonee Falls
30yrs
Steven Romagna
Financial advisor at Wells Fargo Advisors
Based in Menomonee Falls, Wisconsin, Steven Romagna is a fiduciary financial advisor with 30 years of industry experience. Steven has been with Wells Fargo Advisors since 2021; before that, Steven spent a year at Prudential Equity Group. Steven holds the CFP® designation.
One of 36 advisors with offices in Menomonee Falls, and one of 34 fiduciaries.
At a glance
Experience30 years (since 1996)
How that compares ?Top 15% by experience nationwide
OfficeN88 W16447 Main St 3rd Floor Suite 400 [Satellite], Menomonee Falls, WI 53051
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$514,335
Advisors at the firm4,146
States licensed ?2 states
Services through Wells Fargo Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2021 – nowWells Fargo Advisors Financial Network, LLCCurrent firm
- 2003 – 2021Wells Fargo Clearing Services, LLCPreviously
- May 2002 – Jul 2003Prudential Equity Group, LLCPreviously
Questions to ask Steven
Tailored to Steven’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Steven
How do I contact Steven?
Call Wells Fargo Advisors at (314) 875-3000 and ask for Steven Romagna. Steven works from the Menomonee Falls, WI office.
How long has Steven been a financial advisor?
Steven has been in the industry since 1996, about 30 years. Top 15% by experience nationwide.
What licenses does Steven hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Steven a fiduciary?
Steven is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Steven paid?
Wells Fargo Advisors reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Steven for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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