UBS Financial Services
44yrs
Top advisor by experience in Hartford
28yrs
Mark Eric Monroe
Financial advisor at RBC Capital Markets
At a glance
Experience28 years (since 1998)
How that compares ?Top 20% by experience nationwide
OfficeOne Corporate Center 20 Church Street, Suite 2300, Hartford, CT 06103
How the firm is paid ?Percent of assets, Flat fee
States licensed ?2 states
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Combined State Law Examination
Career
- 2006 – nowRBC Capital Markets, LLCCurrent firm
Questions to ask Mark
Tailored to Mark’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Mark
How do I contact Mark?
Call RBC Capital Markets at 212-858-7000 and ask for Mark Eric Monroe. Mark works from the Hartford, CT office.
How long has Mark been a financial advisor?
Mark has been in the industry since 1998, about 28 years. Top 20% by experience nationwide.
What licenses does Mark hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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