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Advisors / Illinois / Deerfield
28yrs

Thomas Plummer

Financial advisor at Ameriprise Financial Services

Thomas Plummer has worked in the financial industry for 28 years and is a fiduciary financial advisor based in Deerfield, Illinois. After five years at Ameriprise Advisor Services and four years at RBC Capital Markets, Thomas joined Ameriprise Financial Services in 2009, a firm offering financial planning, investment management, and retirement plan consulting. Ameriprise Financial Services reports being paid through a percentage of assets, hourly fees, and flat fees.

One of 481 advisors with offices in Deerfield, and one of 451 fiduciaries.

Deerfield, IL 60015Top 20% by experience in IllinoisFiduciary advisor
Call the officeDirections

At a glance

Experience28 years (since 1998)
How that compares ?Top 20% by experience in Illinois
Office540 Lake Cook Rd Suite 450, Deerfield, IL 60015
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$471,167
Advisors at the firm12,970
States licensed ?2 states

Services through Ameriprise Financial Services

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsEducational seminars and workshopsOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 63Uniform Securities Agent State Law Examination
Series 66Uniform Combined State Law Examination

Career

  1. 2009 – now
  2. 2004 – 2009
    Ameriprise Advisor Services, Inc.Previously
  3. 2000 – 2004

Questions to ask Thomas

Tailored to Thomas’s registration and firm.

  1. What's your succession plan, and who would work with me if you retire?
  2. At a firm this size, will I work with you directly or with a service team?
  3. What does a financial plan with you include, and how often is it updated?
  4. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  5. Where would my money be held, and will I get statements directly from that firm?
  6. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About Thomas

How do I contact Thomas?

Call Thomas’s local office at (815) 637-9400 or the Ameriprise Financial Services main office at (612) 671-3131, and ask for Thomas Plummer.

How long has Thomas been a financial advisor?

Thomas has been in the industry since 1998, about 28 years. Top 20% by experience in Illinois.

What licenses does Thomas hold?

Series 63, Series 66. Tap any license on this page to see what it allows.

Is Thomas a fiduciary?

Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Thomas paid?

Ameriprise Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Thomas for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.

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