Stifel, Nicolaus & Company
47yrs
Top 1% by experience in Houston
24yrs
Sarah Wiggins has worked in the financial industry for 24 years and is a fiduciary financial advisor based in Houston, Texas. After a year at Morgan Stanley, Sarah joined RBC Capital Markets in 2012, a firm offering financial planning, investment management, and private fund management. RBC Capital Markets reports being paid through a percentage of assets and flat fees.
One of 4968 advisors with offices in Houston, and one of 4448 fiduciaries.
At a glance
Experience24 years (since 2003)
How that compares ?More experience than 73% of advisors in Texas
Office750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?1 state
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2012 – nowRBC Capital Markets, LLCCurrent firm
- Aug 2010 – Nov 2010RBC Capital Markets, LLCPreviously
- Dec 2009 – Sep 2010Morgan StanleyPreviously
- 2003 – 2009RBC Capital Markets, LLCPreviously
Contact Sarah
(212) 858-7000Firm headquarters in New York, NY. Ask for Sarah. 750 Town And Country Blvd Suite 325 & 175Houston, TX 77024Office · Get directions Firm websiteus.rbcwealthmanagement.com/columbus
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Questions to ask Sarah
Tailored to Sarah’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Sarah
How do I contact Sarah?
Call RBC Capital Markets at (212) 858-7000 and ask for Sarah Wiggins. Sarah works from the Houston, TX office.
How long has Sarah been a financial advisor?
Sarah has been in the industry since 2003, about 24 years. More experience than 73% of advisors in Texas.
What licenses does Sarah hold?
Series 66. Tap any license on this page to see what it allows.
Is Sarah a fiduciary?
Sarah is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Sarah paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Sarah for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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