DMKC Advisory Services
47yrs
Top advisor by experience in Des Moines
27yrs
Dawn Roach
Financial advisor at Principal Securities
Dawn Roach is a fiduciary financial advisor in Des Moines, Iowa, with 27 years in the industry. Dawn joined Principal Securities in 2000, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 450 advisors with offices in Des Moines, and one of 416 fiduciaries.
At a glance
Experience27 years (since 1999)
How that compares ?Top 18% by experience in Des Moines
Office711 High St, Des Moines, IA 50392
How the firm is paid ?Percent of assets, Hourly, Flat fee, Other
Typical client at the firm ?$324,050
Advisors at the firm1,465
States licensed ?1 state
Services through Principal Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2000 – nowPrincipal Securities, Inc.Current firm
Questions to ask Dawn
Tailored to Dawn’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Dawn
How do I contact Dawn?
Call Principal Securities at 888-774-6267 and ask for Dawn Roach. Dawn works from the Des Moines, IA office.
How long has Dawn been a financial advisor?
Dawn has been in the industry since 1999, about 27 years. Top 18% by experience in Des Moines.
What licenses does Dawn hold?
Series 66. Tap any license on this page to see what it allows.
Is Dawn a fiduciary?
Dawn is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Dawn paid?
Principal Securities reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, other fees. Ask Dawn for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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