Ameriprise Financial Services
47yrs
Top advisor by experience in Florham Park
25yrs
Based in Florham Park, New Jersey, Daniel Carollo is a fiduciary financial advisor with 25 years of industry experience. Daniel has been with RBC Capital Markets since 2025; before that, Daniel spent 13 years at Goldman Sachs Wealth Services. RBC Capital Markets offers financial planning, investment management, and private fund management and is paid through a percentage of assets and flat fees.
One of 594 advisors with offices in Florham Park, and one of 556 fiduciaries.
At a glance
Experience25 years (since 2001)
How that compares ?More experience than 73% of advisors nationwide
Office200 Park Avenue 2nd Floor, Florham Park, NJ 07932
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?1 state
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Jul 2025 – nowRBC Capital Markets, LLCCurrent firm
- 2012 – 2025Goldman Sachs Wealth Services, L.P.Previously
Questions to ask Daniel
Tailored to Daniel’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Daniel
How do I contact Daniel?
Call RBC Capital Markets at 212-858-7000 and ask for Daniel Carollo. Daniel works from the Florham Park, NJ office.
How long has Daniel been a financial advisor?
Daniel has been in the industry since 2001, about 25 years. More experience than 73% of advisors nationwide.
What licenses does Daniel hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Daniel a fiduciary?
Daniel is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Daniel paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Daniel for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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