UBS Financial Services
47yrs
Top advisor by experience in Fort Lauderdale
25yrs
James Perez has worked in the financial industry for 25 years and is a fiduciary financial advisor based in Fort Lauderdale, Florida. After two years at Morgan Stanley & Co. and five years at Morgan Stanley DW, James joined UBS Financial Services in 2009, a firm offering financial planning, investment management, and retirement plan consulting. James holds the CFP® designation.
One of 1190 advisors with offices in Fort Lauderdale, and one of 1104 fiduciaries.
At a glance
Experience25 years (since 2001)
How that compares ?More experience than 71% of advisors in Florida
Office401 East Las Olas Boulevard Las Olas Centre, Fort Lauderdale, FL 33301
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?1 state
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2009 – nowUBS Financial Services Inc.Current firm
- Apr 2007 – Jan 2009Morgan Stanley & Co. LLCPreviously
- 2001 – 2007Morgan Stanley DW Inc.Previously
Contact James
401 East Las Olas Boulevard Las Olas CentreFort Lauderdale, FL 33301Office · Get directions Firm main line(201) 352-3000Headquarters: UBS Financial Services · Weehawken, NJ LinkedIn pageUBS Financial Services
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Questions to ask James
Tailored to James’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call UBS Financial Services at (201) 352-3000 and ask for James Perez. James works from the Fort Lauderdale, FL office.
How long has James been a financial advisor?
James has been in the industry since 2001, about 25 years. More experience than 71% of advisors in Florida.
What licenses does James hold?
Series 66. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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