UBS Financial Services
47yrs
Top advisor by experience at UBS Financial Services
24yrs
Mark Johnston
Financial advisor at RBC Capital Markets
Based in Dallas, Texas, Mark Johnston is a fiduciary financial advisor with 24 years of industry experience. Mark has been with RBC Capital Markets since 2008; before that, Mark spent six years at Alliancebernstein. RBC Capital Markets offers financial planning, investment management, and private fund management and is paid through a percentage of assets and flat fees.
One of 3926 advisors with offices in Dallas, and one of 3530 fiduciaries.
At a glance
Experience24 years (since 2002)
How that compares ?More experience than 73% of advisors in Texas
Office100 Crescent Court Suite 1500, Dallas, TX 75201
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?1 state
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2008 – nowRBC Capital Markets, LLCCurrent firm
- 2002 – 2008Alliancebernstein L.P.Previously
Questions to ask Mark
Tailored to Mark’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Mark
How do I contact Mark?
Call RBC Capital Markets at (212) 858-7000 and ask for Mark Johnston. Mark works from the Dallas, TX office.
How long has Mark been a financial advisor?
Mark has been in the industry since 2002, about 24 years. More experience than 73% of advisors in Texas.
What licenses does Mark hold?
Series 66. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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