Morgan Stanley
46yrs
Top advisor by experience in San Mateo
17yrs
Based in San Mateo, California, Amy Cook is a fiduciary financial advisor with 17 years of industry experience. Amy joined LPL Financial in 2021, after 12 years at Waddell & Reed. Amy holds the CFP® designation.
One of 354 advisors with offices in San Mateo, and one of 321 fiduciaries.
At a glance
Experience17 years (since 2009)
How that compares ?More experience than 55% of advisors nationwide
OfficeSan Mateo, CA
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2021 – nowLPL Financial LLCCurrent firm
- 2009 – 2021Waddell & ReedPreviously
Contact Amy
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Amy. San Mateo, CAOffice · Get directions Facebook pageLPL FinancialIs this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Amy
Tailored to Amy’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Amy
How do I contact Amy?
Call LPL Financial at (704) 733-3300 and ask for Amy Cook. Amy works from the San Mateo, CA office.
How long has Amy been a financial advisor?
Amy has been in the industry since 2009, about 17 years. More experience than 55% of advisors nationwide.
What licenses does Amy hold?
Series 66. Tap any license on this page to see what it allows.
Is Amy a fiduciary?
Amy is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Amy paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Amy for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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