LPL Financial
42yrs
Top advisor by experience in Niagara Falls
14yrs
Michael Lis
Financial advisor at LPL Financial
Michael Lis is a financial advisor in Niagara Falls, New York, with 14 years in the industry. After four years at Cadaret, Grant & CO., Michael joined LPL Financial in 2025, a firm offering financial planning, investment management, and educational workshops. The firm is paid through a percentage of assets, hourly fees, and flat fees.
At a glance
Experience14 years (since 2012)
How that compares ?14 years in the industry
Office6928 Williams Road, Niagara Falls, NY 14304
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?2 states
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- Jul 2025 – nowLPL Financial LLCCurrent firm
- 2021 – 2025Cadaret, Grant & CO., Inc.Previously
Contact Michael
6928 Williams RoadNiagara Falls, NY 14304Office · Get directions Firm main line(704) 733-3300Headquarters: LPL Financial · Fort Mill, SC Facebook pageLPL Financial
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Questions to ask Michael
Tailored to Michael’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Michael
How do I contact Michael?
Call LPL Financial at (704) 733-3300 and ask for Michael Lis. Michael works from the Niagara Falls, NY office.
How long has Michael been a financial advisor?
Michael has been in the industry since 2012, about 14 years. 14 years in the industry.
What licenses does Michael hold?
Series 63. Tap any license on this page to see what it allows.
Is Michael a fiduciary?
Michael is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Michael paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Michael for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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