UBS Financial Services
47yrs
Top advisor by experience at UBS Financial Services
13yrs
Umer Awan
Financial advisor at J.p. Morgan Securities
Umer Awan has worked in the financial industry for 13 years and is a fiduciary financial advisor based in Dallas, Texas. Umer has been with J.p. Morgan Securities since 2021; before that, Umer spent three years at Citigroup Global Markets and a year at Merrill Lynch, Pierce, Fenner & Smith. J.p. Morgan Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets.
One of 3926 advisors with offices in Dallas, and one of 3530 fiduciaries.
At a glance
Experience13 years (since 2013)
How that compares ?More experience than 63% of advisors at J.p. Morgan Securities
Office1900 N. Akard St. 5th And 6th Floor., Dallas, TX 75201
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$318,381
Advisors at the firm14,316
States licensed ?1 state
Services through J.p. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2021 – nowJ.p. Morgan Securities LLCCurrent firm
- 2018 – 2021Citigroup Global Markets Inc.Previously
- May 2015 – Jan 2016
Questions to ask Umer
Tailored to Umer’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Umer
How do I contact Umer?
Call J.p. Morgan Securities at 800-999-2000 and ask for Umer Awan. Umer works from the Dallas, TX office.
How long has Umer been a financial advisor?
Umer has been in the industry since 2013, about 13 years. More experience than 63% of advisors at J.p. Morgan Securities.
What licenses does Umer hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Umer a fiduciary?
Umer is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Umer paid?
J.p. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask Umer for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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