Oneascent Family Offices
46yrs
Top advisor by experience in Westerville
11yrs
Sofia Carter
Financial advisor at Key Investment Services
Based in Westerville, Ohio, Sofia Carter is a fiduciary financial advisor with 11 years of industry experience. Sofia joined Key Investment Services in 2025, after two years at J.P. Morgan Securities and less than a year at Huntington Financial Advisors. Key Investment Services offers investment management and selecting outside investment managers and is paid through a percentage of assets.
One of 174 advisors with offices in Westerville, and one of 142 fiduciaries.
At a glance
Experience11 years (since 2015)
How that compares ?11 years in the industry
Office520 Polaris Parkway, Westerville, OH 43082
How the firm is paid ?Percent of assets
Typical client at the firm ?$254,267
Advisors at the firm640
States licensed ?1 state
Services through Key Investment Services
Investment management for individuals and small businessesChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Dec 2025 – nowKey Investment Services LLCCurrent firm
- 2023 – 2025J.P. Morgan Securities LLCPreviously
- Dec 2022 – May 2023The Huntington Investment CompanyPreviously
- 2019 – 2022J.P. Morgan Securities LLCPreviously
- 2015 – 2019MerrillPreviously
Questions to ask Sofia
Tailored to Sofia’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Sofia
How do I contact Sofia?
Call Key Investment Services at (888) 547-2968 and ask for Sofia Carter. Sofia works from the Westerville, OH office.
How long has Sofia been a financial advisor?
Sofia has been in the industry since 2015, about 11 years. 11 years in the industry.
What licenses does Sofia hold?
Series 66. Tap any license on this page to see what it allows.
Is Sofia a fiduciary?
Sofia is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Sofia paid?
Key Investment Services reports being paid by a percentage of the assets they manage. Ask Sofia for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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