Morgan Stanley
47yrs
Top advisor by experience in Syracuse
12yrs
Daniel Puma has worked in the financial industry for 12 years and is a fiduciary financial advisor based in Syracuse, New York. Daniel has been with LPL Enterprise since 2024; before that, Daniel spent three years at Pruco Securities. LPL Enterprise offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 501 advisors with offices in Syracuse, and one of 420 fiduciaries.
At a glance
Experience12 years (since 2014)
How that compares ?More experience than 52% of advisors at LPL Enterprise
Office500 Plum St Suite 301, Syracuse, NY 13204
FirmLPL Enterprise
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?2 states
Services through LPL Enterprise
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Nov 2024 – nowLPL Enterprise, LLCCurrent firm
- 2021 – 2024Pruco Securities, Llc.Previously
Questions to ask Daniel
Tailored to Daniel’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Daniel
How do I contact Daniel?
Call LPL Enterprise at 704-733-3300 and ask for Daniel Puma. Daniel works from the Syracuse, NY office.
How long has Daniel been a financial advisor?
Daniel has been in the industry since 2014, about 12 years. More experience than 52% of advisors at LPL Enterprise.
What licenses does Daniel hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Daniel a fiduciary?
Daniel is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Daniel paid?
LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Daniel for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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