UBS Financial Services
47yrs
Top advisor by experience at UBS Financial Services
11yrs
Heather Smith
Full name on record: Heather A Smith
Financial advisor at Ameriprise Financial Services
Heather Smith has worked in the financial industry for 11 years and is a fiduciary financial advisor based in Dallas, Texas. Heather has been with Ameriprise Financial Services since 2016. Ameriprise Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 3926 advisors with offices in Dallas, and one of 3530 fiduciaries.
At a glance
Experience11 years (since 2016)
How that compares ?11 years in the industry
Office5960 Berkshire Ln Suite 1200, Dallas, TX 75225
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$471,167
Advisors at the firm12,970
States licensed ?1 state
Services through Ameriprise Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2016 – nowAmeriprise Financial Services, LLCCurrent firm
Questions to ask Heather
Tailored to Heather’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Heather
How do I contact Heather?
Call Ameriprise Financial Services at 612-671-3131 and ask for Heather Smith. Heather works from the Dallas, TX office.
How long has Heather been a financial advisor?
Heather has been in the industry since 2016, about 11 years. 11 years in the industry.
What licenses does Heather hold?
Series 66. Tap any license on this page to see what it allows.
Is Heather a fiduciary?
Heather is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Heather paid?
Ameriprise Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Heather for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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