UBS Financial Services
47yrs
Top advisor by experience in Pasadena
8yrs
Mark Moroni
Financial advisor at J.P. Morgan Securities
Mark Moroni has worked in the financial industry for 8 years and is a fiduciary financial advisor based in Pasadena, California. Mark has been with J.P. Morgan Securities since 2023; before that, Mark spent a year at Mainstream Capital Management and a year at Raymond James Financial Services Advisors. J.P. Morgan Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets.
One of 1156 advisors with offices in Pasadena, and one of 1068 fiduciaries.
At a glance
Experience8 years (since 2019)
How that compares ?8 years in the industry
Office201 S. Lake Ave Floor 7, Pasadena, CA 91101
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$318,381
Advisors at the firm14,316
States licensed ?2 states
Services through J.P. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2023 – nowJ.P. Morgan Securities LLCCurrent firm
- Mar 2022 – Jun 2023Mainstream Capital ManagementPreviously
- Jan 2021 – Jul 2021
- Feb 2019 – Jul 2020Park Avenue Securities LLCPreviously
Questions to ask Mark
Tailored to Mark’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Mark
How do I contact Mark?
Call J.P. Morgan Securities at (800) 999-2000 and ask for Mark Moroni. Mark works from the Pasadena, CA office.
How long has Mark been a financial advisor?
Mark has been in the industry since 2019, about 8 years. 8 years in the industry.
What licenses does Mark hold?
Series 66. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
J.P. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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