John Earle Neff
Financial advisor at J.p. Morgan Securities
At a glance
Services through J.p. Morgan Securities
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Aug 2025 – nowJ.p. Morgan Securities LLCCurrent firm
- 2000 – 2025UBS Financial Services Inc.Previously
Questions to ask John
Tailored to John’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
About John
How do I contact John?
Call J.p. Morgan Securities at 800-999-2000 and ask for John Earle Neff. John works from the Austin, TX office.
How long has John been a financial advisor?
John has been in the industry since 1980, about 46 years. Top 1% for experience in Austin.
What licenses does John hold?
Series 63. Tap any license on this page to see what it allows.
Is John a fiduciary?
John is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is John paid?
J.p. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask John for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.