Oxbow Advisors
47yrs
Top advisor for experience in Austin
47yrs
Judy Kay Moore
Financial advisor at Prospera Financial Services
At a glance
Experience47 years (since 1979)
How that compares ?Top advisor for experience at Prospera Financial Services
OfficeAustin, TX
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Performance fee, Other
States licensed ?1 state
Services through Prospera Financial Services
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination
Career
- 2005 – nowProspera Financial Services, Inc.Current firm
Questions to ask Judy
Tailored to Judy’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- Your firm can charge performance-based fees. Would that apply to me?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
About Judy
How do I contact Judy?
Call Prospera Financial Services at 972-581-3000 and ask for Judy Kay Moore. Judy works from the Austin, TX office.
How long has Judy been a financial advisor?
Judy has been in the industry since 1979, about 47 years. Top advisor for experience at Prospera Financial Services.
What licenses does Judy hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Judy a fiduciary?
Judy is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Judy paid?
Prospera Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, a share of investment gains, other fees. Ask Judy for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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