Morgan Stanley
46yrs
Top advisor by experience in Providence
46yrs
James Wing has worked in the financial industry for 46 years and is a fiduciary financial advisor based in Providence, Rhode Island. James joined RBC Capital Markets in 2005, a firm offering financial planning, investment management, and private fund management. RBC Capital Markets reports being paid through a percentage of assets and flat fees.
One of 477 advisors with offices in Providence, and one of 451 fiduciaries.
At a glance
Experience46 years (since 1980)
How that compares ?Top 1% by experience in Rhode Island
Office500 Exchange Street Suite 1102, Providence, RI 02903
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?2 states
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2005 – nowRBC Capital Markets, LLCCurrent firm
Contact James
(212) 858-7000Firm headquarters in New York, NY. Ask for James. 500 Exchange Street Suite 1102Providence, RI 02903Office · Get directions Firm websiteus.rbcwealthmanagement.com/columbus
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Questions to ask James
Tailored to James’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call RBC Capital Markets at (212) 858-7000 and ask for James Wing. James works from the Providence, RI office.
How long has James been a financial advisor?
James has been in the industry since 1980, about 46 years. Top 1% by experience in Rhode Island.
What licenses does James hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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