UBS Financial Services
47yrs
Top advisor by experience in Fort Lauderdale
2yrs
Sofia Ballesteros
Financial advisor at J.P. Morgan Securities
Based in Fort Lauderdale, Florida, Sofia Ballesteros is a fiduciary financial advisor with 2 years of industry experience. Sofia has been with J.P. Morgan Securities since 2024. J.P. Morgan Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets.
One of 1190 advisors with offices in Fort Lauderdale, and one of 1104 fiduciaries.
At a glance
Experience2 years (since 2024)
How that compares ?2 years in the industry
Office201 E Las Olas Suite 2400, Fort Lauderdale, FL 33301
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$318,381
Advisors at the firm14,316
States licensed ?1 state
Services through J.P. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2024 – nowJ.P. Morgan Securities LLCCurrent firm
Questions to ask Sofia
Tailored to Sofia’s registration and firm.
- Who on your team supports you, and who reviews the recommendations you make?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Sofia
How do I contact Sofia?
Call J.P. Morgan Securities at (800) 999-2000 and ask for Sofia Ballesteros. Sofia works from the Fort Lauderdale, FL office.
How long has Sofia been a financial advisor?
Sofia has been in the industry since 2024, about 2 years. 2 years in the industry.
What licenses does Sofia hold?
Series 66. Tap any license on this page to see what it allows.
Is Sofia a fiduciary?
Sofia is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Sofia paid?
J.P. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask Sofia for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Kovack Advisors
46yrs
Top 1% by experience in Florida
LPL Financial
45yrs
Top 1% by experience in Florida
Thomas R. Noonan
44yrs
Top 1% by experience in Fort Lauderdale
UBS Financial Services
43yrs
Charles Verner
Financial advisor
401 East Las Olas Boulevard Las Olas Centre
Fort Lauderdale, FL 33301
Fort Lauderdale, FL 33301
Top 2% by experience in Fort Lauderdale
Kovack Advisors
43yrs
Top 2% by experience in Fort Lauderdale