UBS Financial Services
47yrs
Top advisor by experience at UBS Financial Services
New
John Phillips is a fiduciary financial advisor in Dallas, Texas, registered since Jan 2026. After less than a year at Morgan Stanley, John joined UBS Financial Services in 2026, a firm offering financial planning, investment management, and retirement plan consulting. UBS Financial Services reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 3926 advisors with offices in Dallas, and one of 3530 fiduciaries.
At a glance
ExperienceNew to the profession (since Jan 2026)
How that compares ?New to the profession
Office2323 Cedar Springs Rd Suite 2000, Dallas, TX 75201
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?1 state
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Aug 2026 – nowUBS Financial Services Inc.Current firm
- Jan 2026 – May 2026Morgan StanleyPreviously
Contact John
(201) 352-3000Firm headquarters in Weehawken, NJ. Ask for John. 2323 Cedar Springs Rd Suite 2000Dallas, TX 75201Office · Get directions LinkedIn pageUBS Financial Services
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Questions to ask John
Tailored to John’s registration and firm.
- Who on your team supports you, and who reviews the recommendations you make?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About John
How do I contact John?
Call UBS Financial Services at (201) 352-3000 and ask for John Phillips. John works from the Dallas, TX office.
How long has John been a financial advisor?
John is new to the profession, registered since Jan 2026, and holds 1 license.
What licenses does John hold?
Series 66. Tap any license on this page to see what it allows.
Is John a fiduciary?
John is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is John paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask John for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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