UBS Financial Services
47yrs
Top advisor by experience in Plano
New
Caesar Serrano
Financial advisor at J.p. Morgan Securities
At a glance
ExperienceNew to the profession (since Nov 2025)
How that compares ?New to the profession
OfficePlano, TX
How the firm is paid ?Percent of assets, Other
States licensed ?1 state
Services through J.p. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination
Career
- Aug 2026 – nowJ.p. Morgan Securities LLCCurrent firm
- Jan 2026 – Aug 2026Wells Fargo Clearing Services, LLCPreviously
Questions to ask Caesar
Tailored to Caesar’s registration and firm.
- Who on your team supports you, and who reviews the recommendations you make?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Caesar
How do I contact Caesar?
Call J.p. Morgan Securities at 800-999-2000 and ask for Caesar Serrano. Caesar works from the Plano, TX office.
How long has Caesar been a financial advisor?
Caesar is new to the profession, registered since Nov 2025, and holds 2 licenses.
What licenses does Caesar hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Caesar a fiduciary?
Caesar is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Caesar paid?
J.p. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask Caesar for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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