RBC Capital Markets
47yrs
Top advisor by experience in Minnesota
21yrs
Based in Minneapolis, Minnesota, Mark Smith is a fiduciary financial advisor with 21 years of industry experience. Mark has been with RBC Capital Markets since 2017; before that, Mark spent eight years at Merrill. RBC Capital Markets offers financial planning, investment management, and private fund management and is paid through a percentage of assets and flat fees.
One of 2437 advisors with offices in Minneapolis, and one of 2209 fiduciaries.
At a glance
Experience21 years (since 2005)
How that compares ?More experience than 68% of advisors in Minneapolis
Office250 Nicollet Mall Suite 2000, 16th Floor, Minneapolis, MN 55401
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?1 state
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2017 – nowRBC Capital Markets, LLCCurrent firm
- 2008 – 2017MerrillPreviously
Contact Mark
(212) 858-7000Firm headquarters in New York, NY. Ask for Mark. 250 Nicollet Mall Suite 2000, 16th FloorMinneapolis, MN 55401Office · Get directions Firm websiteus.rbcwealthmanagement.com/columbus
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Questions to ask Mark
Tailored to Mark’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Mark
How do I contact Mark?
Call RBC Capital Markets at (212) 858-7000 and ask for Mark Smith. Mark works from the Minneapolis, MN office.
How long has Mark been a financial advisor?
Mark has been in the industry since 2005, about 21 years. More experience than 68% of advisors in Minneapolis.
What licenses does Mark hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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