Principal Securities
46yrs
Top advisor by experience at Principal Securities
6yrs
Benjamin Roy
Financial advisor at Prosperity Capital Advisors
Benjamin Roy has worked in the financial industry for 6 years and is a fiduciary financial advisor based in Westlake, Ohio. Benjamin has been with Prosperity Capital Advisors since 2022; before that, Benjamin spent a year at SPC. Prosperity Capital Advisors offers financial planning, investment management, and selecting outside investment managers and is paid through a percentage of assets, hourly fees, and flat fees.
One of 343 advisors with offices in Westlake, and one of 284 fiduciaries.
At a glance
Experience6 years (since 2021)
How that compares ?6 years in the industry
Office30400 Detroit Road Suite 201, Westlake, OH 44145
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$506,095
Advisors at the firm101
States licensed ?1 state
Services through Prosperity Capital Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2022 – nowProsperity Capital AdvisorsCurrent firm
- Mar 2021 – Apr 2022SPCPreviously
Questions to ask Benjamin
Tailored to Benjamin’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Benjamin
How do I contact Benjamin?
Call Prosperity Capital Advisors at 888-240-0064 and ask for Benjamin Roy. Benjamin works from the Westlake, OH office.
How long has Benjamin been a financial advisor?
Benjamin has been in the industry since 2021, about 6 years. 6 years in the industry.
What licenses does Benjamin hold?
Series 66. Tap any license on this page to see what it allows.
Is Benjamin a fiduciary?
Benjamin is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Benjamin paid?
Prosperity Capital Advisors reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Benjamin for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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