Oxbow Advisors
47yrs
Top advisor for experience in Austin
45yrs
AMY CAROLE Swearingen
Financial advisor at Sage Advisory Services
At a glance
Experience45 years (since 1981)
How that compares ?Top advisor for experience at Sage Advisory Services
Office5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735
How the firm is paid ?Percent of assets, Flat fee
States licensed ?1 state
Services through Sage Advisory Services
Investment management for individuals and small businessesManaging mutual fundsManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Combined State Law Examination
Career
- 2020 – nowSage Advisory Services LTD COCurrent firm
- 2011 – 2020American Beacon Advisors, Inc.Previously
- Jan 2010 – Jun 2010Invesco Advisers, Inc.Previously
- 2002 – 2010Invesco AIM Private Asset Management, Inc.Previously
Questions to ask Amy
Tailored to Amy’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
About Amy
How do I contact Amy?
Call Sage Advisory Services at 512-327-5530 and ask for AMY CAROLE Swearingen. Amy works from the Austin, TX office.
How long has Amy been a financial advisor?
Amy has been in the industry since 1981, about 45 years. Top advisor for experience at Sage Advisory Services.
What licenses does Amy hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Amy a fiduciary?
Amy is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Amy paid?
Sage Advisory Services reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Amy for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
MML Investors Services
47yrs
Top advisor for experience at MML Investors Services
Prospera Financial Services
47yrs
Top advisor for experience at Prospera Financial Services
Stuart Investment Advisors
47yrs
Top 1% for experience in Austin
Merrill Lynch, Pierce, Fenner & Smith
46yrs
Top 1% for experience in Austin
J.p. Morgan Securities
46yrs
Top 1% for experience in Austin